Enterprising Minds

Charles J. Pagano

CPA | Partner

Charles.Pagano@WeiserMazars.com | Vcard vCard | High Res Photo | Bio

Office	Phone	Fax
Long Island	516-620-8553	516-488-1238

Charles specializes in providing accounting, auditing, regulatory, and consulting services in the financial services field, including a wide range of broker/dealers, traders, and investment partnerships. Charles has been in public accounting for over 25 years and prior to that he served as a senior examiner for the FINRA formerly NASD. Charles has also been involved in other regulated industries including insurance companies and credit unions.

Industry Expertise
Service Specialties
Industry Connections
Publications
Awards

Broker/Dealers
Financial Services

Accounting, Auditing, and Assurance

Securities Indusrty And Financial Markets Association

Compliance & Legal Division, Financial Management Division

American Institute of Certified Public Accountants

New York State Society of Certified Public Accountants

Stock Brokerage Committee, Chairman (1999 - 2001) (1986 – 1988). Stock Brokerage Committee, Conference Chair, Committee Member. Accounting and Auditing Committee, Nassau Chapter.

Broker Dealer Conference, NYSSCPA, May 2008, New York, NY

Broker Dealer Conference, NYSSCPA, May 2007, New York, NY

Audit Issues of Broker Dealers, December 2008, New York, NY

“Major Changes Loom for Broker Dealer Audits,” WeiserMazars Financial Trends Review, January 2012

Financial Trends Review - January Issue
Financial Trends Review April 2011
WeiserMazars LLP Insights - The Dodd-Frank Wall Street Reform and Consumer Protection Act

ENTERPRISING MINDS AT WORK FOR YOU

Licenses & Certifications

Certified Public Accountant, New York
Certified Public Accountant, Connecticut

Education

BA	Queens College, City University of New York

Charles J. Pagano

Licenses & Certifications

Education

WeiserMazars Activities